Ryan Carter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 01/2010 → Present
  Bank Of America, Na
  Northbrook, IL

Other Businesses

I*2352258, Entity Type: Entity For Profit, Name of OBA: Big Sky Slopes LLC, Address: Lake Forest, Illinois, 60045, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 09/30/2025, No Hours: 50 Yearly, No Hours during Trading: 0 Yearly, Duties: Hold Rental Real Estate. Considering purchasing property in Montana, also have future known inheritance in TN & IL. Responsibilities would be related to collection and management of rental income/activity. I*2352258, Entity Type: Entity For Profit, Name of OBA: Big Sky Slopes LLC, Address: Lake Forest, Illinois, 60045, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 09/30/2025, No Hours: 50 Yearly, No Hours during Trading: 0 Yearly, Duties: Hold Rental Real Estate. Considering purchasing property in Montana, also have future known inheritance in TN & IL. Responsibilities would be related to collection and management of rental income/activity.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-16

Other Names

• Ryan Delano Carter