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Edward Alan Butler

Cetera Investment Advisers LLC

Hoover, AL

Moody, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
AL RA APPROVED 2016-07-19
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • AL RA
    APPROVED
    Since 2016-07-19

Branch Locations

2050 Parkway Office Circle 4Th Fl, Hoover, AL 35244 • United States

Moody, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Butler Financial, Llc Birmingham AL 11/2013 Present
Regions Bank Birmingham AL 07/2016 Present
Cetera Investment Services Llc St.CLoud MN 07/2016 Present
Cetera Investment Advisers Llc Birmingham AL 07/2016 Present
  • 11/2013 → Present
    Butler Financial, Llc
    Birmingham, AL
  • 07/2016 → Present
    Regions Bank
    Birmingham, AL
  • 07/2016 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 07/2016 → Present
    Cetera Investment Advisers Llc
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-06
S63 Uniform Securities Agent State Law Examination 2010-10-15
  • S66 Uniform Combined State Law Examination
    2011-09-06
  • S63 Uniform Securities Agent State Law Examination
    2010-10-15

View on SEC IAPD

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Other Investors

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NICHOLAS J GARDNER
JAMES C GIBSON
Christopher Glenn Thomason
JACK ERIC DIXON
ROBERT PERRY
RANDALL L MEINBERG

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · HOOVER, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Birmingham, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hoover, AL
LPL FINANCIAL LLC · HOOVER, AL
PNC WEALTH MANAGEMENT LLC · BIRMINGHAM, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
EDWARD JONES · HOOVER, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL

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