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Kaye Vincent Riggs

Saint Francis Capital

Winder, GA

Houston, TX

San Luis Obispo, CA

CRD 5804031

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Employer firm

Saint Francis Capital CRD 165376

$36.4M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Saint Francis Capital

359 Rockwell Church Road Ne, Winder, GA 30680 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-08-08
TX RA APPROVED 2013-06-25
  • LA RA
    APPROVED
    Since 2018-08-08
  • TX RA
    APPROVED
    Since 2013-06-25

Branch Locations

359 Rockwell Church Road Ne, Winder, GA 30680 • United States

15655 John F. Kennedy Blvd Suite G, Houston, TX 77032 • United States

956 Walnut St Ste 200, San Luis Obispo, CA 93401-1707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saint Francis Capital, Llc Houston TX 06/2013 Present
  • 06/2013 → Present
    Saint Francis Capital, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-21
  • S65 Uniform Investment Adviser Law Examination
    2010-05-21

View on SEC IAPD

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