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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-13
GA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-06-13
  • GA RA
    APPROVED
    Since 2009-01-02

Branch Locations

58 W. Candler St P.O. Box 768, Winder, GA 30680 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Barrow GA 10/2006 Present
Raymond James Financial Services Advisors, Inc Winder GA 01/2009 Present
Beckett & Associates Investment Services, Inc. Winder GA 05/2012 05/2025
Not Provided Watkinsville GA 12/2023 Present
  • 10/2006 → Present
    Raymond James Financial Services, Inc
    Barrow, GA
  • 01/2009 → Present
    Winder, GA
  • 05/2012 → 05/2025
    Beckett & Associates Investment Services, Inc.
    Winder, GA
  • 12/2023 → Present
    Not Provided
    Watkinsville, GA
Previous Registrations
  • 2003-04-29 → 2006-11-17
    Truist Investment Services, Inc.
    Atlanta, GA
    Athens, GA
    Athens, GA
    Athens, GA
    Athens, GA
    Watkinsville, GA
    Bogart, GA
    Athens, GA
    Madison, GA
    Athens, GA
    Athens, GA
    Athens, GA
  • 2003-01-27 → 2003-04-23
    Morgan Keegan & Company, Llc
    Athens, GA
Other Businesses

(1) Name of Business: Address: 1081 Riverside Drive, Watkinsville, GA, 30677, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 03/08/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I plan to write at least one book for children (2) Name of Business: Address: 1081 Riverside Dr, Watkinsville , GA, 30677, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 11/30/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I plan to spend some non business hours writing a children's book, being an extra for TV and movies and learning to be a fused glass artist (3) Name of Business: Beckett and Associates Financial Services Inc Address: 58 W Candler St, Winder, GA, 30680-2569, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/17/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I own Beckett and Associates, employing and supervising several people.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-30
S63 Uniform Securities Agent State Law Examination 1990-11-16
  • S65 Uniform Investment Adviser Law Examination
    1998-11-30
  • S63 Uniform Securities Agent State Law Examination
    1990-11-16

View on SEC IAPD

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