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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-09-03
  • CA RA
    APPROVED
    Since 2015-09-03

Branch Locations

2575 East Camelback Rd Suite 900, Phoenix, AZ 85016 • United States

14624 N. Scottsdale Rd Suite 300, Scottsdale, AZ 85254 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 08/2015 Present
Other Businesses

Zedan Concepts LLC / United States / 4602 E. Angela Drive / Phoenix / / United States / 85032 / / No / Other / LLC / Other / Design / Design Consultation / Active / Member of a committee with management / supervisor functions / / Assisting in design consultation meetings / 0 / No / No / No / No / 5/31/18 / / No / / No / / Yes / Yes / 50 / / Yes / Phoenix, United States / No / / No / / Family business / No / # # I AM A MEMBER/OWNER OF ABUDISWEST PROPERTIES LLC. THE BUSINESS IS NOT INVESTMENT RELATED. THE NATURE OF THE BUSINESS IS COMMERCIAL RENTAL PROPERTY. THE START DATE OF MY RELATIONSHIP WAS JUNE 2012. I SPEND LESS THAN 10 HOURS PER MONTH DEVOTED TO THE BUSINESS AND NO TIME DEVOTED THIS THIS BUSINESS DURING SECURITIES TRADING HOURS . MY DUTIES INCLUDE MANAGING THE PROPERTY, MEETING WITH THE CPA AND OVERSEEING THE BOOKS AND RECORDS OF THE PROPERTY. 2) Name of Business: Bloom Boss AZ./ Address: 2109 E. Northwood Drive Phoenix/maricopa AZ United States 85024./ Investment Related: No./ Nature: Florist./ Role: Proprietor / owner./ Duty: Florist./ Start Date: 2/1/2023./ Hours Devoted: N/A. / Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-15
  • S66 Uniform Combined State Law Examination
    2013-06-15

View on SEC IAPD

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