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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-11-17 |
| TX | RA | APPROVED_RES | 2021-03-22 |
| RI | RA | APPROVED | 2015-03-16 |
Branch Locations
10 Memorial Blvd Ste 903, Providence, RI 02903-1152 • United States
East Greenwich, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial (Dba The Virtus Group) | Providence | RI | 09/2014 | Present |
1. 12/08/2014 - THE VIRTUS GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PROVIDENCE, RI 2. 12/22/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 06/10/2015 - 1 Hours Per Month / 1 Hours During Trading - Fixued annuities, life insurance, long term care insurance, health and disability.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-13 |
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