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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-03 |
| IL | RA | APPROVED | 2019-08-23 |
Branch Locations
2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Lisle | IL | 03/2014 | Present |
| Mml Investors Services, Llc | Lisle | IL | 04/2014 | Present |
Name: DuPage Senior Citizens Council Inv rel: Y Add: 1990 Springer Dr Lombard, IL. 60148 Nature: Non-profit organization Position: Treasurer Start date: 10/01/2020 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe Duties: Helps to oversee the financial affairs, advocate and create awareness about the organization
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-23 |
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