Anthony James Alfano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: DBA NDA WEALTH FOUNDATIONS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, START DATE: 06/2014, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2. Fixed Insurance with Various Companies, Investment Related, Same as Registered Address, Fixed Insurance, Start 08/27/2015, 8hrs/wk (trading hours), Insurance Agent - Sells Life, and Annuities; 3. NAME OF OTHER BUSINESS: 3RD DECADE, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EDUCATION, START DATE: 11/2025 , POSITION/TITLE/RELATIONSHIP: VOLUNTEER, APX NUMBER OF HOURS PER WEEK:1 , APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: HELPING INDIVIDUALS THAT CANNOT AFFORD FINANCIAL ADVICE AN OPPORTUNITY TO CHAT WITH A FINANCIAL PROFESSIONAL FOR EDUCATIONAL PURPOSES ONLY; 4. NAME OF OTHER BUSINESS: FINAL WHISTLE WEALTH INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL EDUCATION FOR COLLEGE STUDENTS START DATE: 4/15/2026 POSITION/TITLE/RELATIONSHIP: VOLUNTEER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ROLE INVOLVES OFFERING GENERAL FINANCIAL INFORMATION.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-20

Designations

• Certified Financial Planner