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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-05-25
TX RA APPROVED 2023-05-25
  • AR RA
    APPROVED
    Since 2023-05-25
  • TX RA
    APPROVED
    Since 2023-05-25

Branch Locations

2455 Washington Ave Suite 101, Conway, AR 72032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2010 04/2023
Northwestern Mutual Investment Services, Llc Little Rock AR 06/2010 04/2023
Northwestern Mutual Wealth Management Company Little Rock AR 10/2016 04/2023
Mml Investors Services, Llc Conway AR 05/2023 Present
Massmutual Life Insurance Co Conway AR 04/2023 Present
  • 07/2010 → 04/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2010 → 04/2023
    Northwestern Mutual Investment Services, Llc
    Little Rock, AR
  • 10/2016 → 04/2023
    Northwestern Mutual Wealth Management Company
    Little Rock, AR
  • 05/2023 → Present
    Conway, AR
  • 04/2023 → Present
    Massmutual Life Insurance Co
    Conway, AR
Other Businesses

1)Name: Wholesalers USA, LLC, Inv Rel: N Addr: @Residential address on file, Nature: Retail Sales, Position: Owner, Start: 4/1/2020, No Hr/Mo: 3 No Hr/Mo Dur Trading:1 Duties: Management of LLC-Owner but no day to day activities. 2)Name:Outlets USA, LLC, Inv Rel: N Addr: @ Residential address on file, Nature: Retail Sales, Position: Owner, Start: 3/1/2021, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Management of LLC, 3)Name: Mayoreo USA, LLC, Inv Rel: N Addr: @ Residential address on file, Nature: Retail Sales, Position: Owner, Start: 4/1/2021, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Management of LLC. 4)Name: DCT Aviation, LLC, Inv Rel: N Addr: @ Residential address on file, Nature: Aviation Company, Position: Owner/Managing Member, Start: 10/01/2018, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Owner of the airplane 5)Name: Carmelina LLC, Inv Rel: Y Addr: @ Residential address on file, Nature: Holding Company, Position: Owner-33%, Start: 9/1/2020, No Hr/Mo:1 No Hr/Mo:1 Duties: Manage the LLC. 6)Name: 2 SDG, LLC, Inv Rel: Y Addr: @ Residential address on file, Nature: Rental of homes, Position: Owner, Start: 5/1/2020, No Hr/Mo: 1 No Hr/Mo Dur Trading:1, Duties: Management of LLC. 7)Name: Drew Gainor, Inv Rel: Y Addr: @ Residential address on file, Nature: Outside Insurance, Position: Financial Advisor, Start: 4/13/2023, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Life, Disability, Longer-term care & Fixed annuities. 8) NAME: Catalyst Financial, LLC INV REL: Y ADD: 2455 Washington Ave, Ste. 101, Conway AR 72032 NATURE: DBA POSITION: CEO START DATE: 05/03/2023 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 8 DESCRIBE DUTIES: DBA of Drew A Gainor 9) NAME: NRG INSURANCE INV REL: Y ADDR: 1105 DEER ST, CONWAY, AR 72032 NATURE:OUTSIDE INSURANCE POSITION: OWNER/PARTNER START DATE: 9/21/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, PROPERTY AND CASUALTY, LONG-TERM CARE 10) NAME: CATALYST LOGISTICS, LLC INV REL: N ADD: 410 COMMERCE ROAD, CONWAY AR 72032 NATURE: TRUCKING COMPANY USED WITH WHOLESALE COMPANY POSITION: OWNER START DATE: 05/10/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: MANAGEMENT OF LLC 11)NAME:CATALYST CONSULTING, INV REL: Y ADDR: 2455 WASHINGTON AVE, CONWAY AR 72032, NATURE: BUSINESS CONSULTING, POSITION: OWNER, START: 11/15/2023, NO HR/MO:8 NO HR/MO DUR TRADING:8 DUTIES:CONSULT BUSINESSES IN OPERATIONS AND SUCH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-17
S63 Uniform Securities Agent State Law Examination 2012-08-21
  • S65 Uniform Investment Adviser Law Examination
    2023-05-17
  • S63 Uniform Securities Agent State Law Examination
    2012-08-21

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