Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-05-25 |
| TX | RA | APPROVED | 2023-05-25 |
Branch Locations
2455 Washington Ave Suite 101, Conway, AR 72032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2010 | 04/2023 |
| Northwestern Mutual Investment Services, Llc | Little Rock | AR | 06/2010 | 04/2023 |
| Northwestern Mutual Wealth Management Company | Little Rock | AR | 10/2016 | 04/2023 |
| Mml Investors Services, Llc | Conway | AR | 05/2023 | Present |
| Massmutual Life Insurance Co | Conway | AR | 04/2023 | Present |
1)Name: Wholesalers USA, LLC, Inv Rel: N Addr: @Residential address on file, Nature: Retail Sales, Position: Owner, Start: 4/1/2020, No Hr/Mo: 3 No Hr/Mo Dur Trading:1 Duties: Management of LLC-Owner but no day to day activities. 2)Name:Outlets USA, LLC, Inv Rel: N Addr: @ Residential address on file, Nature: Retail Sales, Position: Owner, Start: 3/1/2021, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Management of LLC, 3)Name: Mayoreo USA, LLC, Inv Rel: N Addr: @ Residential address on file, Nature: Retail Sales, Position: Owner, Start: 4/1/2021, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Management of LLC. 4)Name: DCT Aviation, LLC, Inv Rel: N Addr: @ Residential address on file, Nature: Aviation Company, Position: Owner/Managing Member, Start: 10/01/2018, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Owner of the airplane 5)Name: Carmelina LLC, Inv Rel: Y Addr: @ Residential address on file, Nature: Holding Company, Position: Owner-33%, Start: 9/1/2020, No Hr/Mo:1 No Hr/Mo:1 Duties: Manage the LLC. 6)Name: 2 SDG, LLC, Inv Rel: Y Addr: @ Residential address on file, Nature: Rental of homes, Position: Owner, Start: 5/1/2020, No Hr/Mo: 1 No Hr/Mo Dur Trading:1, Duties: Management of LLC. 7)Name: Drew Gainor, Inv Rel: Y Addr: @ Residential address on file, Nature: Outside Insurance, Position: Financial Advisor, Start: 4/13/2023, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties: Life, Disability, Longer-term care & Fixed annuities. 8) NAME: Catalyst Financial, LLC INV REL: Y ADD: 2455 Washington Ave, Ste. 101, Conway AR 72032 NATURE: DBA POSITION: CEO START DATE: 05/03/2023 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 8 DESCRIBE DUTIES: DBA of Drew A Gainor 9) NAME: NRG INSURANCE INV REL: Y ADDR: 1105 DEER ST, CONWAY, AR 72032 NATURE:OUTSIDE INSURANCE POSITION: OWNER/PARTNER START DATE: 9/21/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, PROPERTY AND CASUALTY, LONG-TERM CARE 10) NAME: CATALYST LOGISTICS, LLC INV REL: N ADD: 410 COMMERCE ROAD, CONWAY AR 72032 NATURE: TRUCKING COMPANY USED WITH WHOLESALE COMPANY POSITION: OWNER START DATE: 05/10/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: MANAGEMENT OF LLC 11)NAME:CATALYST CONSULTING, INV REL: Y ADDR: 2455 WASHINGTON AVE, CONWAY AR 72032, NATURE: BUSINESS CONSULTING, POSITION: OWNER, START: 11/15/2023, NO HR/MO:8 NO HR/MO DUR TRADING:8 DUTIES:CONSULT BUSINESSES IN OPERATIONS AND SUCH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-21 |
Reach out to this advisor