Emily Jayne Capps

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Virginia Asset Group
  Virginia Beach, VA
• 07/2016 → 09/2025
  Infinex Investments, Inc
  Meriden, CT
• 09/2025 → Present
  Lpl Financial Llc
  Virginia Beach, VA

Previous Registrations

• 2017-01-23 → 2025-09-05
  Osaic Institutions, Inc.
  Baltimore, MD

Other Businesses

1. 07/2025 - Virginia Insurance agency Solutions, INC - Non-Variable Insurance - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Virginia Beach, VA 23452 - OBA Start Date: 11/14/2011 2. 07/2025 - Virginia Asset Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 9/4/2025 3. 07/2025 - Notary - Notary - Investment Related - <1 Hour(s)/Month - <1 Hour(s) During Trading - Virginia Beach, VA 23452 - OBA Start Date:

Exams

• S66 Uniform Combined State Law Examination
  2017-01-21

Other Names

• Emily Ashcraft
• Emily Jayne Ashcraft
• Emily Jayne Lucas