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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-13 |
| TX | RA | APPROVED | 2024-05-10 |
Branch Locations
450 S Orange Ave Floor 10, Orlando, FL 32801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Capital Markets | Orlando | FL | 03/2013 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Orlando | FL | 06/2018 | Present |
| J.P. Morgan Securities Llc | Orlando | FL | 06/2018 | Present |
Entity Name: Central Florida Commission on Homelessness Investment related: No "Address: 142 E Jackson Street, Orlando FL 32801, www.cfch.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Members Start Date: 02/20/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The Central Florida Commission on Homelessness is a collective impact collaborative from across Florida's Orange, Osceola and Seminole Counties committed to ending homelessness through shared expertise, data informed decision making, and best-practice development. Board of directors No relation to JPMC role. The Bank has contributed financial support to the organization via the foundation." Entity Name: Central Florida Foundation Investment related: Yes "Address: 800 North Magnolia Avenue, Suite 1700, Orlando, FL 32803" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 04/27/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Serves as launchpad for high-impact philanthropy. Coordinates the commitment and investment of philanthropists, nonprofits and community partners to target most critical challenges to transform our community. To serve as Vice Chair and on Investment Committee. No JPMC connection; unrelated to role"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-23 |
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