Best Investors Account Sign in

Gunjan Nanda

Wells Fargo Clearing Services, LLC

Newport Beach, CA

St. Louis, MO

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-08
  • CA RA
    APPROVED
    Since 2022-08-08

Branch Locations

520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. Irvine CA 09/2015 04/2017
Morgan Stanley Smith Barney Llc Irvine CA 09/2015 04/2017
Wells Fargo Clearing Services Llc Woodland Hills CA 04/2017 Present
  • 09/2015 → 04/2017
    Morgan Stanley Private Bank, N.A.
    Irvine, CA
  • 09/2015 → 04/2017
    Morgan Stanley Smith Barney Llc
    Irvine, CA
  • 04/2017 → Present
    Wells Fargo Clearing Services Llc
    Woodland Hills, CA
Previous Registrations
  • 2014-07-02 → 2017-04-24
    Morgan Stanley
    Irvine, CA
    Laguna Niguel, CA
    Monarch Beach, CA
    Newport Beach, CA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; FREEPORT, CA; 100% OWNERSHIP; 01/28/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; RENTAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-18
S63 Uniform Securities Agent State Law Examination 2010-07-14
  • S66 Uniform Combined State Law Examination
    2022-07-18
  • S63 Uniform Securities Agent State Law Examination
    2010-07-14

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC
RESEARCH AFFILIATES
PAAMCO PRISMA, LLC
COMPOSITION WEALTH, LLC
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna
Rebekah A. Beekie
WILLIAM BENJAMIN SHAPIRO
Austin Mascorro
Bruce Lyle
Philip Pluta

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor