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Chase Carlton Canning

Thrivent Investment Management Inc.

Maumee, OH

CRD 5800787

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-24
MI RA APPROVED 2015-09-16
OH RA APPROVED 2011-10-27
  • TX RA
    APPROVED_RES
    Since 2020-04-24
  • MI RA
    APPROVED
    Since 2015-09-16
  • OH RA
    APPROVED
    Since 2011-10-27

Branch Locations

6546 Weatherfield Court, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Maumee OH 06/2010 Present
Thrivent Financial For Lutherans Appleton WI 09/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-20
  • S66 Uniform Combined State Law Examination
    2010-08-20

View on SEC IAPD

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