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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-03-27 |
| TX | RA | APPROVED | 2020-03-27 |
Branch Locations
1614 E Churchville Rd Suite 104, Bel Air, MD 21015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bel Air | MD | 04/2013 | 03/2020 |
| Bank Of America, N.A. | Bel Air | MD | 10/2013 | 03/2020 |
| Wells Fargo Advisors Financial Network, Llc | Bel Air | MD | 03/2020 | Present |
THOMAS O'CONNOR LLC, INV RELATED, BEL AIR, MD, 100% OWNERSHIP, START 3/27/2020, 200 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. SCO WEALTH MANAGEMENT, LLC, INVT RELATED, BEL AIR, MD, 16.1% OWNERSHIP, START DATE 3/27/2020, 200 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR SCO WEALTH MANAGEMENT 401K, INV RELATED, BEL AIR, MD, START: 9/1/2020, 1 HR/MONTH, 0 HRS DURING TRADING, CO-TRUSTEE FOR FINET PRACTICE 401K; CO-TRUSTEE FOR SCO WEALTH MANAGEMENT PSP, INV RELATED, BEL AIR, MD, START: 9/1/2020, 1 HR/MONTH, 0 HRS DURING TRADING, CO-TRUSTEE FOR FINET PRACTICE PSP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-26 |
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