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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-03
WA RA APPROVED 2010-08-09
  • TX RA
    APPROVED_RES
    Since 2021-02-03
  • WA RA
    APPROVED
    Since 2010-08-09

Branch Locations

23 Bellwether Way Ste 200, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bellingham WA 06/2010 11/2016
Wells Fargo Clearing Services, Llc Bellingham WA 11/2016 Present
Other Businesses

2518 MERIDIAN PROPERTIES, LLC, INVT RELATED, BELLINGHAM, WA, 25% OWNERSHIP, START 10/21/2019, 3 HRS PER MONTH, 0 HRS DURING TRADING, INVESTING MONEY AND ATTENDING QUARTERLY MEETINGS. RENTAL PROPERTY, INV RELATED, BELLINGHAM, WA, 25% OWNERSHIP, START 10/21/2019, 3 HOURS PER MONTH, ZERO DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06

View on SEC IAPD

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