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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-01 |
| IL | RA | APPROVED | 2025-01-13 |
Branch Locations
4404 E. Lincoln Way Suite A, Sterling, IL 61081 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Sterling | IL | 06/2014 | 11/2018 |
| U.S. Bancorp, Investments, Inc. | Sterling | IL | 11/2018 | 08/2023 |
| Lasalle Street Securities, Llc | Sterling | IL | 08/2023 | 12/2024 |
| Raymond James Financial Services, Inc. | Sterling | IL | 01/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Sterling | IL | 01/2025 | Present |
| Midland States Bank | Sterling | IL | 08/2023 | Present |
(1)Name of Business: Midland States Bank Address: 4404 E Lincolnway Ste A, Sterling, IL, 61081, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/21/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Business development/relationship manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-26 |
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