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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-25 |
| IL | RA | APPROVED | 2008-12-16 |
Branch Locations
3014 E. Lincoln Way, Sterling, IL 61081 • United States
2707 Sycamore Road, Dekalb, IL 60115 • United States
1534 South West Avenue, Freeport, IL 61032 • United States
1776 S Randall Rd, Geneva, IL 60134 • United States
328 West Stephenson Street Suite 101, Freeport, IL 61032 • United States
165 W. Wilson Street, Batavia, IL 60510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Dixon | IL | 12/2008 | Present |
PROFESSIONAL RODEO COWBOYS ASSOCIATION - NOT INVESTMENT RELATED - 101 PRO RODEO DR - COLORAGDO SPRINGS, CO - RODEO - COMPETITOR - WEEKENDS HRS/MO - WILL NOT INTERFERE WITH DUTIES AT FIRM - COMPETE IN ARE STEER WRESTLING AND TEAM ROPING ----------------------------------------------------------------------------- National Little Britches Rodeo Association - 5050 Edison ave #105 Colorado springs, Co 80915 - rodeo judge - 20 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm ----------------------------------------------------------------------------- Kaneland HS - 47w326 Keslinger Rd, Maple Park, IL 60151 - athletic coach - 8 hrs/mo (0 mkt hrs) - not investment related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-19 |
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