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Todd M Haas

Edward Jones

Sterling, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-17
IL RA APPROVED 2023-03-27
  • TX RA
    APPROVED
    Since 2023-05-17
  • IL RA
    APPROVED
    Since 2023-03-27

Branch Locations

2522 East Lincolnway, Sterling, IL 61081-0974 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 09/2017 05/2018
Excel Physical Therapy Omaha NE 08/2015 08/2017
Bmo Harris Financial Advisors, Inc. Rockford IL 07/2018 03/2021
Lpl Financial Llc Rockford IL 03/2021 03/2023
Edward Jones St Louis MO 03/2023 Present
  • 09/2017 → 05/2018
    Td Ameritrade
    Omaha, NE
  • 08/2015 → 08/2017
    Excel Physical Therapy
    Omaha, NE
  • 07/2018 → 03/2021
    Bmo Harris Financial Advisors, Inc.
    Rockford, IL
  • 03/2021 → 03/2023
    Lpl Financial Llc
    Rockford, IL
  • 03/2023 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2021-03-24 → 2023-03-31
    Lpl Financial Llc
    Rockford, IL
  • 2018-09-14 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Rockford, IL
Other Businesses

Rock Falls Elementary School District #13 Type: Date: 08/12/24 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No responsibilities City-State: Rock Falls IL *

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-14
S63 Uniform Securities Agent State Law Examination 2017-11-03
  • S65 Uniform Investment Adviser Law Examination
    2018-09-14
  • S63 Uniform Securities Agent State Law Examination
    2017-11-03
Designations
Other Names
  • Todd Michael Haas

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
LPL FINANCIAL LLC
MIDWESTERN SECURITIES TRADING COMPANY, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PACKERLAND BROKERAGE SERVICES, INC.
BFC PLANNING, INC.

Other Investors

James Aubrey McPherson
SHANE THOMAS BECKMAN
Adam J Gee
CHRISTIE LEE FREAS
Nicolas David Lareau
MICHAEL BLAINE SPRAGUE
RONALD SCOTT POZEN
RICHARD PREVOST HUBBARD

Other Offices

EDWARD JONES · STERLING, IL
RAYMOND JAMES & ASSOCIATES, INC. · STERLING, IL
EDWARD JONES · STERLING, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Sterling, IL
FIFTH THIRD SECURITIES, INC. · STERLING, IL
LPL FINANCIAL LLC · STERLING, IL
MIDWESTERN SECURITIES TRADING COMPANY, LLC · STERLING, IL
EDWARD JONES · STERLING, IL

More in Sterling, IL

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