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William Coughlin

Alpha Capital Family Office, LLC

Greenwood Village, CO

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Current Employers
Alpha Capital Family Office, Llc

5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-07-24
TX RA APPROVED 2024-07-24
  • CO RA
    APPROVED
    Since 2024-07-24
  • TX RA
    APPROVED
    Since 2024-07-24

Branch Locations

5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Funds Distributor Dallas TX 07/2015 07/2017
Goldman Sachs & Co. Dallas TX 10/2017 11/2021
Citigroup Dallas TX 12/2021 07/2024
Alpha Capital Family Office, Llc Greenwood Village CO 07/2024 Present
  • 07/2015 → 07/2017
    Highland Capital Funds Distributor
    Dallas, TX
  • 10/2017 → 11/2021
    Goldman Sachs & Co.
    Dallas, TX
  • 12/2021 → 07/2024
    Citigroup
    Dallas, TX
  • 07/2024 → Present
    Alpha Capital Family Office, Llc
    Greenwood Village, CO
Previous Registrations
  • 2022-01-04 → 2024-07-17
    Citigroup Global Markets Inc.
    Dallas, TX
    Denver, CO
    Broomfield, CO
  • 2022-01-04 → 2010-06-30
    Citi Private Alternatives, Llc
    Dallas, TX
    Denver, CO
    Broomfield, CO
Other Businesses

BOARD DIRECTOR. ABLELIGHT FOUNDATION. NOT FOR PROFIT. PROVIDES FIDUCIARY GUIDANCE. DOES NOT RECEIVE COMPENSATION. TIME SPENT = 5 HOURS/MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-04
S63 Uniform Securities Agent State Law Examination 2015-07-27
  • S65 Uniform Investment Adviser Law Examination
    2022-01-04
  • S63 Uniform Securities Agent State Law Examination
    2015-07-27
Other Names
  • William Anthony Coughlin
  • William Anthony Coughlin
  • William Anthony Coughlin
  • William Coughlin
  • William A Coughlin
  • William Anthony Coughlin Iv

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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