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6300 Bee Cave Road Building One, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-08 |
Branch Locations
6300 Bee Cave Road Building One, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T Rowe Price | Colorado Springs | CO | 05/2010 | 07/2018 |
| Raymond James & Associates, Inc. | St. Petersburg | FL | 07/2018 | 05/2020 |
| Raymond James Financial Services, Inc. | St. Petersburg | FL | 02/2020 | 05/2020 |
| Raymond James Financial Services | St. Petersburg | FL | 07/2018 | 05/2020 |
| Jpmorgan Distribution Services, Inc. | Tampa | FL | 05/2020 | 08/2021 |
| Dimensional Fund Advisors | Austin | TX | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-06 |
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