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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-03-14
TX RA APPROVED 2014-03-13
  • MI RA
    APPROVED
    Since 2014-03-14
  • TX RA
    APPROVED
    Since 2014-03-13

Branch Locations

2912 Biddle Ave, Wyandotte, MI 48192 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wyandotte MI 06/2010 Present
Bank Of America, N.A. Wyandotte MI 10/2014 Present
Other Businesses

I*: 2047261 Entity Type: For Profit Name of OBA: Grosse Ile Golf and Country Club Address: Grosse Ile, MI 48138 Investment Related: No Position, Title, Association: Finance Committee Member Employee Start Date: 10/2024 Number of Hours: 4 hrs mthly Number of Hours during trading: 0 Duties: Finance Committee Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2014-03-10

View on SEC IAPD

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