Dennis Chapman Roche

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 02/2018
  Scottrade
  Daytona Beach, FL
• 02/2018 → 10/2018
  Td Ameritrade, Inc.
  Ormond Beach, FL
• 07/2020 → 07/2021
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 07/2020 → 07/2021
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 11/2018 → 12/2018
  Unemployed
  Ormond Beach, FL
• 01/2019 → 05/2020
  University Of Florida
  Gainesville, FL
• 06/2020 → 07/2020
  Unemployed
  Ormond Beach, FL
• 07/2021 → Present
  Pnc Investments
  Ormond Beach, FL

Previous Registrations

• 2020-08-04 → 2021-07-07
  Truist Advisory Services, Inc.
  Ponte Vedra, FL
• 2018-03-19 → 2018-10-23
  Td Ameritrade, Inc.
  Ormond Beach, FL
• 2018-04-13 → 2018-10-23
  Td Ameritrade Investment Management, Llc
  Ormond Beach, FL
• 2017-09-13 → 2018-03-24
  Scottrade Investment Management
  Ormond Beach, FL

Exams

• S66 Uniform Combined State Law Examination
  2017-08-01
• S63 Uniform Securities Agent State Law Examination
  2012-11-29

Designations

• Certified Financial Planner