Colleen Mary Sparrow

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 11/2016
  Wells Fargo Advisors Llc
  Ormond Beach, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Ormond Beach, FL

Previous Registrations

• 2009-10-23 → 2010-06-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Daytona Beach, FL
  Daytona Beach Shores, FL
  Ormond Beach, FL
  Daytona Beach, FL
  Daytona Beach, FL
  Jacksonville, FL
• 2004-05-12 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Daytona Beach, FL
  Daytona Beach Shores, FL
  Ormond Beach, FL
  Daytona Beach, FL
  Daytona Beach, FL

Other Businesses

MAGIC CARPET DESTINATIONS, LLC; NOT INV RELATED; PORT ORANGE, FL; 1099 CONTRACTOR; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; BOOK TRAVEL FOR INDIVIDUALS

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-06
• S63 Uniform Securities Agent State Law Examination
  2000-12-14

Designations

• Certified Financial Planner