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Colleen Mary Sparrow

Wells Fargo Clearing Services, LLC

Port Orange, FL

Orange City, FL

Winter Park, FL

Ormond Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-12
FL RA APPROVED 2010-06-29
  • TX RA
    APPROVED
    Since 2017-07-12
  • FL RA
    APPROVED
    Since 2010-06-29

Branch Locations

3860 S Nova Rd, Port Orange, FL 32127 • United States

2502 Enterprise Rd, Orange City, FL 32763 • United States

480 N Orlando Ave Ste 220 [Yp-Rbo], Winter Park, FL 32789 • United States

400 W Granada Blvd, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ormond Beach FL 06/2010 11/2016
Wells Fargo Clearing Services, Llc Ormond Beach FL 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2010-06-29
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Daytona Beach, FL
    Daytona Beach Shores, FL
    Ormond Beach, FL
    Daytona Beach, FL
    Daytona Beach, FL
    Jacksonville, FL
  • 2004-05-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Daytona Beach, FL
    Daytona Beach Shores, FL
    Ormond Beach, FL
    Daytona Beach, FL
    Daytona Beach, FL
Other Businesses

MAGIC CARPET DESTINATIONS, LLC; NOT INV RELATED; PORT ORANGE, FL; 1099 CONTRACTOR; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; BOOK TRAVEL FOR INDIVIDUALS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-06
S63 Uniform Securities Agent State Law Examination 2000-12-14
  • S65 Uniform Investment Adviser Law Examination
    2004-05-06
  • S63 Uniform Securities Agent State Law Examination
    2000-12-14
Designations

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
FIFTH THIRD SECURITIES, INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

ELAINE DENISE PAVLAKOVIC
RICHARD PAUL LINN
Bradley Schwartz
Nelli V Gruber
Natalie Wagner Tran
Daniel Richard Tran
Cheri Lisko
DENNIS CHAPMAN ROCHE

Other Offices

J.P. MORGAN SECURITIES LLC · PORT ORANGE, FL
TRUIST ADVISORY SERVICES, INC. · PORT ORANGE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PORT ORANGE, FL
EDWARD JONES · Port Orange, FL
EDWARD JONES · Port Orange, FL
PNC WEALTH MANAGEMENT LLC · Port Orange, FL
LPL FINANCIAL LLC · PORT ORANGE, FL
EDWARD JONES · Port Orange, FL

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