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12121 Wilshire Blvd Suite 1240, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-13 |
Branch Locations
9401 Wilshire Blvd Suite 705, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legion Partners | Los Angeles | CA | 01/2010 | Present |
| Legion Partners Asset Management | Beverly Hills | CA | 04/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-17 |
| S65 | Uniform Investment Adviser Law Examination | 2010-06-17 |
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