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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-23 |
Branch Locations
1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096 • United States
4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St Louis | MO | 04/2011 | 09/2018 |
| Td Ameritrade, Inc. | Pasadena | CA | 02/2018 | 06/2024 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Sugar Land | TX | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Sugar Land | TX | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-23 |
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