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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-11 |
| AL | RA | APPROVED | 2018-03-16 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 03/2016 | 05/2017 |
| Bank Of America, N.A. | Birmingham | AL | 05/2016 | 05/2017 |
| Stifel Nicolaus & Co Inc | Birmingham | AL | 03/2018 | Present |
| Estes Automotive Center | Birmingham | AL | 06/2017 | 12/2017 |
| Us Health Advisors | Pelham | AL | 01/2018 | 02/2018 |
1. Breast Cancer Research Foundation of Alabama; 4 Office Park Circle, Suite 109 Birmingham AL 35223; Raise funding and awareness for Breast Cancer Research; Board of Directors; Fundraising and participating in foundation events; 02/11/2025; 3 hrs/quarter; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-02 |
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