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Amy Kathleen Placek

Northwestern Mutual Investment Services, LLC

Oak Brook, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-12-21
  • IL RA
    APPROVED
    Since 2010-12-21

Branch Locations

700 Commerce Dr Ste 201, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Chicago IL 09/2010 Present
Corey Mcquade Chicago IL 01/2016 09/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2016 Present
Thomas Canale Chicago IL 09/2014 Present
Bryce Simon Rosemont IL 01/2022 Present
Bryce Simon Rosemont IL 01/2022 Present
  • 09/2010 → Present
    Northwestern Mutual Investment Services, Llc
    Chicago, IL
  • 01/2016 → 09/2018
    Corey Mcquade
    Chicago, IL
  • 07/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2014 → Present
    Thomas Canale
    Chicago, IL
  • 01/2022 → Present
    Bryce Simon
    Rosemont, IL
  • 01/2022 → Present
    Bryce Simon
    Rosemont, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-20
  • S66 Uniform Combined State Law Examination
    2010-12-20

View on SEC IAPD

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ALAN P MADEJ
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Lauren A Mlady
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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