Tammy Lynn Kelly

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2012-10-18

ME RA
APPROVED

Since 2012-10-18

Branch Locations

One City Center 10Th Floor, Portland, ME 04101 • United States

Biddeford, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Bangor	ME	06/2010	Present

06/2010 → Present

Ubs

Bangor, ME

Other Businesses

UPS; 40 Tivoli Dr, Wells, ME 04090; Delivery; I will be a delivery helper. Delivering packages and letters; 12/7/2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-22

S66 Uniform Combined State Law Examination

2012-09-22

Other Names

Tammy Lynn Parker

View on SEC IAPD

Other Firms

PORTLAND FINANCIAL PLANNING GROUP

J.P. MORGAN SECURITIES LLC

GREAT DIAMOND PARTNERS, LLC

HARBOR INVESTMENT ADVISORS

BIGELOW INVESTMENT ADVISORS, LLC

MASCOMA WEALTH MANAGEMENT

MAINE SECURITIES CORPORATION

PENOBSCOT FINANCIAL ADVISORS

Other Investors

BRIAN LUTHER DIETZ

JOHN MARSHALL PIPER

HELEN ELIZABETH ANDREOLI

STEPHEN DANIEL POULOS

JOSEPH WILLIAM POWERS

LISA SUSAN DEMERS

Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME

J.P. MORGAN SECURITIES LLC · Portland, ME

GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME

HARBOR INVESTMENT ADVISORS · PORTLAND, ME

BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME

BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME

MASCOMA WEALTH MANAGEMENT · Portland, ME

More in Portland, ME

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