Mark Frank Pauwels

Employer firm

Bay Pointe Financial CRD 340986

$116M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2026 → Present
  Bay Pointe Wealth, Llc Dba Bay Pointe Financial
  New Baltimore, MI
• 02/2014 → 12/2016
  Waddell & Reed Inc
  Birmingham, MI
• 04/2014 → 12/2016
  Various Insurance Carriers For W & R Insurance Agencies
  Shelby Township, MI
• 12/2016 → 05/2026
  Sigma Financial Corporation
  Ann Arbor, MI

Previous Registrations

• 2016-12-16 → 2026-06-01
  Spc
  Chesterfield Township, MI
  Ann Arbor, MI
  St. Clair, MI
  Mt. Clemens, MI
• 2014-04-28 → 2016-12-16
  Waddell & Reed
  Hamden, CT
• 2013-07-05 → 2014-03-13
  Osaic Services, Inc.
  Sterling Heights, MI
• 2011-02-02 → 2013-06-11
  Hantz Financial Services, Inc.
  Romeo, MI
  Southfield, MI

Other Businesses

AS A LICENSED INSURANCE AGENT, I AM CURRENTLY APPOINTED WITH VARIOUS INSURANCE COMPANIES. dba - Bay Pointe Financial Management, St. Clair, MI. Offering financial services. Start date: 2/1/17, approx. 160 hrs/mo, all during market hours. INV REL: Y Co-owner - Bay Pointe Property Holdings, LLC, St. Clair, MI. Established to purchase commercial building. Also receives rental income from office space in building. Start date: 5/28/24, approx. 1 hr/mo. INV REL: N

Exams

• S66 Uniform Combined State Law Examination
  2010-09-11

Other Names

• Mark Frank Pauwels
• Mark Frank Pauwels