James Frederick Burden

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-03

MI RA
APPROVED

Since 2010-09-03

Branch Locations

51050 Washington St., New Baltimore, MI 48047 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	New Baltimore	MI	02/1996	Present

02/1996 → Present

Lpl Financial, Llc

New Baltimore, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-20
S63	Uniform Securities Agent State Law Examination	1994-10-25

S66 Uniform Combined State Law Examination

2010-07-20
S63 Uniform Securities Agent State Law Examination

1994-10-25

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Exams

Other Firms

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