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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-12-11 |
| TX | RA | APPROVED_RES | 2013-09-19 |
| DC | RA | APPROVED | 2011-09-01 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
8 Wright Street, Westport, CT 06880-4701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 06/2011 | Present |
1) 50 Oxbrook/Investment related?:yes/50 Oxbrook,Bridgeport,Real Estate,Real estate investment/Partner/collect rent or pay mortgage/start date:1/29/2021/TIme reqd during working hours?:no /// 2) 570 Amsterdam LLC/Bridgeport/investment related?:yes Real Estate/Real estate investment/Partner/collect rent/pay mortgage /State date:6/26/2020/Time reqd during working hours?: no /// 3) Real Estate Investment/25 Myron, Bridgeport, United States/ investment related?: yes/ Partner/ collect rent/pay mortgage/ start date: 3/22/2021 /// 4) 3697 Old Town Road LLC/ investment related?: yes/ 3697 Old Town RD, Bridgeport, CT United States/ Real Estate Investment/ Partner/ collect rent/pay mortgage/ start date: 6/26/2020 /// 5) 435 Ruth Street LLC/ investment related?: yes / 435 Ruth St, Bridgeport, CT, US/ Real Estate Investment/ Partner/ collect rent/pay mortgage/ start date: 6/26/2020 /// 6) Francia Holdings LLC / Other / This is an LLC that owns my other LLCs / Own my other LLCs that are already approved on AOL. / Proprietor / owner / There are no duties, this is a holding LLC 7) The ESOP Association, 200 Massachusetts Ave NW Washington, United States-20001, Association (e.g. Trade or Industry, Sport), Provide education to people about ESOPs, "Member of the Advisory Committee on Finance Issues; Please note: The Advisory Committee on Finance Issues is a group of peers in the ESOP community to share best practices and discuss developments in the business owner landscape. It is not a committee that makes strategic investment decisions for the organization.", The committee is a peer-sharing group that has no involvement in the general business or financial practices of The ESOP Association, There are 3 committee meetings per year, and we are required to attend at least 2, We usually attend the meetings at the Vegas and DC conferences every year. The committee (approx. 60 people in the ESOP community) meets for about 90 minutes each time and discusses updates on trends in ESOP transactions, 1042, Start date- 6/1/2014.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-16 |
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