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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
NJ RA APPROVED 2014-04-24
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • NJ RA
    APPROVED
    Since 2014-04-24

Branch Locations

3 University Plaza Suite 614, Hackensack, NJ 07601 • United States

Woodcliff Lake, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Hackensack NJ 03/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Hackensack NJ 03/2014 Present
Previous Registrations
Other Businesses

(1) RENTAL PROPERTY POSITION: Owner of property NATURE: Two Family Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: Home address, Ridgewood NJ 07450, United States DESCRIPTION: Two Family Rental Property (2) RENTAL PROPERTY POSITION: Co-Owner of Property NATURE: Two Family Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2024 ADDRESS: 119 Old Hoboken Road, Hackensack NJ 07601, United States DESCRIPTION: Co-Owner of Property (3) SYB HOLDINGS L.L.C. POSITION: Co-Owner NATURE: LLC holding rental properties: - 2 Family property located in Ridgewood, NJ INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/08/2026 ADDRESS: P.O Box 1705, South Hackensack NJ 07606, United States DESCRIPTION: Collecting Rental Income

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-27
  • S66 Uniform Combined State Law Examination
    2012-02-27
Other Names
  • Yanelys Garcia

View on SEC IAPD

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