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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-06 |
| WA | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Federal Way | WA | 05/2010 | Present |
| J.P. Morgan Securities Llc | Federal Way | WA | 10/2012 | Present |
Entity Name: Plato's Cave LLC Investment related: No Address: 34202 56th Ave S Nature of the other business: Position/Title/Relationship: Owner/Partner Start Date: 06/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Air Bnb
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-21 |
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