Thomas L Oakes

Current Employers

American Northwest Advisory Services L.L.C.

1010 S. 336Th St. Suite 215, Federal Way, WA 98003 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-27
AZ	RA	APPROVED	2024-06-07
NJ	RA	APPROVED	2024-03-15
CA	RA	APPROVED	2024-03-12
NV	RA	APPROVED	2024-03-12
OR	RA	APPROVED	2024-03-12
WA	RA	APPROVED	1996-03-15

FL RA
APPROVED

Since 2026-01-27
AZ RA
APPROVED

Since 2024-06-07
NJ RA
APPROVED

Since 2024-03-15
CA RA
APPROVED

Since 2024-03-12
NV RA
APPROVED

Since 2024-03-12
OR RA
APPROVED

Since 2024-03-12
WA RA
APPROVED

Since 1996-03-15

Branch Locations

4440 Pga Blvd. Suite 600 Pmb 5003, Palm Beach Gardens, FL 33410 • United States

1010 S. 336Th St., Ste. 305, Federal Way, WA 98003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Northwest Advisory Services Llc	Federal Way	WA	02/1994	Present

02/1994 → Present

American Northwest Advisory Services Llc

Federal Way, WA

Other Businesses

1) AMERICAN NORTHWEST RETIREMENT PLAN SERVICESS LLC 2) THIRD PARTY PLNA ADMINISTRATION - INVESTMENT RELATED BUSINESS 3) 1010 S. 336TH ST., STE. 215, FEDERAL WAY, WA 98003 4) PROVIDES THIRD PARTY ADMINISTRATION TO RETIREMENT PLANS 5) MEMBER/MANAGER 6) 10/2002 7) 8 HOURS PER MONTH 8) TRADING HOURS - NO INVOLVEMENT WITH BUSINESS 9) OVERSIGHT & OVERALL BUSINESS PLANNING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-24
S63	Uniform Securities Agent State Law Examination	1994-03-28

S65 Uniform Investment Adviser Law Examination

1994-08-24
S63 Uniform Securities Agent State Law Examination

1994-03-28

Designations

View on SEC IAPD