Best Investors
Account
Sign in
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-03 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
One Bausch & Lomb Place, Rochester, NY 14604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Fairport | NY | 02/2014 | 10/2025 |
| Modern Wealth Management, Llc | Rochester | NY | 10/2025 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 10/2025 | Present |
1. Modern Wealth Management, Start Date: 10/06/2025, One Bausch & Lomb Place, Ste. 900, Rochester, NY 14606, LLC, Wealth Management, Relationship Manager, Investment account management and maintenance as well as financial planning design and implementation, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 2.Independent Insurance Agent, Start Date: 10/06/2025, One Bausch & Lomb Place, Ste. 900, Rochester, NY 14606, LLC, Insurance, Financial Advisor/Agent, Identify needs for fixed, long-term, health, life, disability, etc., insurance and annuity products, provide illustrations and/or quotes, write insurance and annuity business, Investment Related, 10 Hours per month, .5 Hours per day during trading hours. 3. Fairport Soccer Club, Start Date: 11/01/2016, 655 Ayrault Rd., Fairport, NY 14450, Club, Youth Soccer Coach, Soccer Coach, I coach a youth soccer team, Not Investment Related, 12 Hours per month, 0 Hours per day during trading hours. 4. MUTUAL SECURITIES, INC., INVESTMENT-RELATED: YES: ONE BAUSCH AND LOMB PLACE, SUITE 900, ROCHESTER, NY 14604: BROKER-DEALER / INVESTMENT ADVISORY SERVICES: REGISTERED REPRESENTATIVE: 10/06/2025: 160 HOURS/MONTH: 8 HOURS/MONTH: REGISTERED REPRESENTATIVE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-12 |
Reach out to this advisor