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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-04-21
  • MO RA
    APPROVED
    Since 2022-04-21

Branch Locations

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Filtered Finance, Inc. Nashville IL 07/2016 07/2017
Mutual Of America Life Insurance Company St. Louis MO 10/2017 04/2018
Unemployed Nashville IL 07/2017 10/2017
Mutual Of America Securities Llc St. Louis MO 10/2017 04/2018
Archford Capital Strategies, Llc Swansea IL 05/2018 08/2019
Purshe Kaplan Sterling Investments Albany NY 06/2018 08/2018
Pentegra Distributors, Inc. White Plains NY 08/2019 04/2022
Pentegra Services, Inc. White Plains NY 08/2019 04/2022
Benjamin F. Edwards Clayton MO 04/2022 Present
  • 07/2016 → 07/2017
    Filtered Finance, Inc.
    Nashville, IL
  • 10/2017 → 04/2018
    Mutual Of America Life Insurance Company
    St. Louis, MO
  • 07/2017 → 10/2017
    Unemployed
    Nashville, IL
  • 10/2017 → 04/2018
    Mutual Of America Securities Llc
    St. Louis, MO
  • 05/2018 → 08/2019
    Swansea, IL
  • 06/2018 → 08/2018
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 08/2019 → 04/2022
    Pentegra Distributors, Inc.
    White Plains, NY
  • 08/2019 → 04/2022
    Pentegra Services, Inc.
    White Plains, NY
  • 04/2022 → Present
    Benjamin F. Edwards
    Clayton, MO
Previous Registrations
Other Businesses

3/2021: Member of Board of Directors for Youth & Family Center, 818 Cass Ave, St. Louis, MO 63106; 4 hours/month; non-compensated activity that takes place outside of business hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-08-11
S65 Uniform Investment Adviser Law Examination 2010-11-09
  • S63 Uniform Securities Agent State Law Examination
    2014-08-11
  • S65 Uniform Investment Adviser Law Examination
    2010-11-09
Designations
Other Names
  • Ashlee Kabat
  • Ashlee Nicole Kabat

View on SEC IAPD

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