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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-14 |
Branch Locations
250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets. Llc | Minneapolis | MN | 12/2005 | Present |
(1) SEVENTYSEVEN INVESTMENT GROUP; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 03/08/2018; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) BUMPY LANE PROPERTY MGMT; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: PROPERTY MGMT; NOT INVESTMENT RELATED; START DATE: 03/08/2018; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (3) CONSUMER CHOICE SERVICES/ACCRA CARE; ADDRESS: HOT PROVIDED; BUSINESS DESCRIPTION: HEALTH CARE PROVIDER; NOT INVESTMENT RELATED; START DATE: 04/03/2018; CAPACITY: EMPLOYEE; DUTIES: PERSONAL CARE PROVIDER; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-09 |
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