Mark David Gillen

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-09-04

VA RA
APPROVED

Since 2018-09-04

Branch Locations

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Mclean, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Mclean	VA	10/2015	Present

10/2015 → Present

Ubs Financial Services

Mclean, VA

Other Businesses

Gillen Oil / Other / Independent Artist / I will be painting oil paintings and selling them.Start date - 1/1/2020

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-04

S66 Uniform Combined State Law Examination

2018-09-04

Other Names

Mark Gillen

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

SANCHEZ & ZURES, LLC

Other Investors

SEAN WILLIAM HOSTY

ANIE T ZAROOKIAN

NGOC DINA HUYNH

KRISTEN W HERARD

TORI LYNN FRITZ

Margaret Isabelle Gargulinski

CLAIRE T SWAYZE

AMIR CHANDLER BRENNER

Other Offices

BLUESTONE INVESTMENT MANAGER, LLC · MCLEAN, VA

MORGAN STANLEY · Mclean, VA

WELLS FARGO CLEARING SERVICES, LLC · MCLEAN, VA

CHARLES SCHWAB & CO., INC. · Tysons Corner, VA

SEIA · Tysons Corner, VA

SCHWAB WEALTH ADVISORY, INC. · Tysons Corner, VA

SCHWAB WEALTH ADVISORY, INC. · Tysons Corner, VA

SEIA · Tyson's Corner, VA

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