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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-07-17 |
| TX | RA | APPROVED | 2016-03-30 |
Branch Locations
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
3738 Bee Caves Rd, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 01/2016 | 11/2016 |
| Wells Fargo Bank, Na | Austin | TX | 10/2014 | Present |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-08 |
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