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Daniel Mobley

J.P. Morgan Securities LLC

Manhattan Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-11
CA RA APPROVED 2020-10-09
  • TX RA
    APPROVED
    Since 2022-03-11
  • CA RA
    APPROVED
    Since 2020-10-09

Branch Locations

601 N Sepulveda Blvd, Manhattan Beach, CA 90266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Manhattan Beach CA 06/2014 09/2020
Wells Fargo Clearing Services, Inc Manhattan Beach CA 06/2014 09/2020
J.P. Morgan Securities Llc Torrance CA 09/2020 Present
Jp Morgan Chase Bank, N.A. Torrance CA 09/2020 Present
  • 06/2014 → 09/2020
    Wells Fargo Bank Na
    Manhattan Beach, CA
  • 06/2014 → 09/2020
    Wells Fargo Clearing Services, Inc
    Manhattan Beach, CA
  • 09/2020 → Present
    J.P. Morgan Securities Llc
    Torrance, CA
  • 09/2020 → Present
    Jp Morgan Chase Bank, N.A.
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-09
S63 Uniform Securities Agent State Law Examination 2010-06-18
  • S66 Uniform Combined State Law Examination
    2020-10-09
  • S63 Uniform Securities Agent State Law Examination
    2010-06-18
Other Names
  • Daniel Mobley
  • Daniel Mobley
  • Daniel Mobley

View on SEC IAPD

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ANTHONY J FRATELLO
WILLIAM HAMADA PETTUS
VICTORIA ANN WILK
ARCADIA BERJONNEAU KEANE

Other Offices

BEACH CITIES WEALTH MANAGEMENT, LLC · MANHATTAN BEACH, CA
ACIES INVESTMENTS MANAGEMENT, LLC · MANHATTAN BEACH, CA
WALLENDER, TIMOTHY JOSEPH · MANHATTAN BEACH, CA
LPL FINANCIAL LLC · MANHATTAN BEACH, CA
MUTUAL ADVISORS, LLC · Manhattan Beach, CA
J.P. MORGAN SECURITIES LLC · MANHATTAN BEACH, CA
CURRENT EQUITY PARTNERS, LLC · MANHATTAN BEACH, CA
EPIC FUNDS · MANHATTAN BEACH, CA

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