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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-02-05 |
| SC | RA | APPROVED | 2025-01-01 |
| WI | RA | APPROVED | 2025-01-01 |
| IL | RA | APPROVED | 2024-05-30 |
| MN | RA | APPROVED | 2023-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mwa Finanacial Services Inc | Rock Island | IL | 05/2010 | Present |
| Modern Woodmen Of America | Rock Island | IL | 09/2009 | Present |
| Rental Property | Milwaukee | WI | 01/2013 | Present |
1)RENTAL PROPERTY;INV REL;MILWAUKEE,WI;RENTAL;ACTIVE OWNER;1/2013;4NONSEC 0SECHRS;MANAGE PROPERTY AND COLLECT RENT 2)Phillips Financial Group inv Wales WI Owner 3/2021 10noninv 0inv Scorp subcontracting various services including attorney and CPA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-21 |
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