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Steven Gregory Kramer

Mwa Financial Services Inc.

Wales, WI

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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-29
AR RA APPROVED 2025-05-12
IN RA APPROVED 2025-05-12
SC RA APPROVED 2025-05-12
IL RA APPROVED 2025-05-07
MN RA APPROVED 2025-05-07
WI RA APPROVED 2024-03-06
  • AZ RA
    APPROVED
    Since 2025-07-29
  • AR RA
    APPROVED
    Since 2025-05-12
  • IN RA
    APPROVED
    Since 2025-05-12
  • SC RA
    APPROVED
    Since 2025-05-12
  • IL RA
    APPROVED
    Since 2025-05-07
  • MN RA
    APPROVED
    Since 2025-05-07
  • WI RA
    APPROVED
    Since 2024-03-06

Branch Locations

200 N. Wales Road, Wales, WI 53183 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mwa Financial Services, Inc. Rock Island IL 11/2004 Present
Modern Woodmen Of America Rock Island IL 10/2004 Present
Other Businesses

1)Rental Property inv Waterford WI Owner 7/2021 1noninv 0inv

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-06
S63 Uniform Securities Agent State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2024-01-06
  • S63 Uniform Securities Agent State Law Examination
    2001-03-26

View on SEC IAPD

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Other Investors

Patrick Alan Schultz
MARK CHRISTOPHER PHILLIPS
Brian Bartz
Caleb Jacob Schmidt
SHELLY LYNN RYNEARSON
HEATHER ANN JOHNSON
KURT FREDERICK TRIEBOLD
BRENT L ADAMS

Other Offices

EDWARD JONES · WALES, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Wales, WI
LPL FINANCIAL LLC · DELAFIELD, WI
LPL FINANCIAL LLC · DELAFIELD, WI
LPL FINANCIAL LLC · DELAFIELD, WI
INDEPENDENT ADVISOR ALLIANCE, LLC · Delafield, WI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Delafield, WI
EDWARD JONES · Delafield, WI

More in Wales, WI

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