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Current Employers
Swbc Investment Advisory Services Llc

900 South Capital Of Texas Ste 155, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-15
  • TX RA
    APPROVED
    Since 2026-04-15

Branch Locations

900 South Capital Of Texas Ste 155, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Broker Dealer Inc Arlington VA 05/2016 12/2021
Adp Llc Arlington VA 05/2016 12/2021
Adp Inc Miami FL 12/2021 05/2024
Adp Broker-Dealer, Inc. Miami FL 12/2021 05/2024
Forusall, Inc. Miami FL 05/2024 03/2026
Forusall Advisors, Llc. Miami FL 03/2025 03/2026
Swbc Investment Advisory Services, Llc Austin TX 04/2026 Present
  • 05/2016 → 12/2021
    Adp Broker Dealer Inc
    Arlington, VA
  • 05/2016 → 12/2021
    Adp Llc
    Arlington, VA
  • 12/2021 → 05/2024
    Adp Inc
    Miami, FL
  • 12/2021 → 05/2024
    Adp Broker-Dealer, Inc.
    Miami, FL
  • 05/2024 → 03/2026
    Forusall, Inc.
    Miami, FL
  • 03/2025 → 03/2026
    Forusall Advisors, Llc.
    Miami, FL
  • 04/2026 → Present
    Austin, TX
Previous Registrations
Other Businesses

ITJ LLC - owner - property holding company. not investment related. 1128 N Irving St Apt 504, Arlington VA, 22201 devotes less than 1 hour per month to this outside business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-22
S66 Uniform Combined State Law Examination 2012-12-12
  • S65 Uniform Investment Adviser Law Examination
    2024-10-22
  • S66 Uniform Combined State Law Examination
    2012-12-12

View on SEC IAPD

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