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Joseph W Rivers

Edward Jones

Hattiesburg, MS

CRD 5792780

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
MS RA APPROVED 2010-07-12
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • MS RA
    APPROVED
    Since 2010-07-12

Branch Locations

5215 Old Hwy 11 Suite 50, Hattiesburg, MS 39402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2010 Present
Other Businesses

Phoenix VIII Condo Type of business: Beachfront condominium Orange Beach, AL Start date: 2/1/2018 Owner Hours per week: 0 Hours during trading: 0 Will be purchasing a condo at the Phoenix VIII. Plan on allowing a rental company to do the booking so will not be involved.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-09
  • S66 Uniform Combined State Law Examination
    2010-07-09
Other Names
  • Joseph Rivers
  • Joseph Wesley Rivers

View on SEC IAPD

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