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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-10-17
MO RA APPROVED 2020-06-25
TX RA APPROVED 2020-06-09
  • LA RA
    APPROVED
    Since 2023-10-17
  • MO RA
    APPROVED
    Since 2020-06-25
  • TX RA
    APPROVED
    Since 2020-06-09

Branch Locations

101 South Hanley Road Suite 1350, St. Louis, MO 63105 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. St. Louis MO 06/2010 06/2020
Plaza Advisory Group, Inc. St. Louis MO 06/2020 Present
Steward Partners Investment Advisory, Llc St. Louis MO 06/2020 Present
Raymond James Financial Services, Inc. St. Louis MO 06/2020 05/2022
Steward Partners Investment Solutions, Llc St. Louis MO 05/2022 Present
  • 06/2010 → 06/2020
    Royal Alliance Associates, Inc.
    St. Louis, MO
  • 06/2020 → Present
    Plaza Advisory Group, Inc.
    St. Louis, MO
  • 06/2020 → Present
    St. Louis, MO
  • 06/2020 → 05/2022
    Raymond James Financial Services, Inc.
    St. Louis, MO
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    St. Louis, MO
Previous Registrations
Other Businesses

1) Name of Business: Steward Partners Investment Advisory; City/State: Saint Louis, MO; Activity Type: Independent RIA; Position/Title: Advisor; Investment Related: Yes; Start Date: 06/09/2020; Hours per month devoted to this business: 0-1; Hours per month devoted to this business during trading hours: 0-1; Description of duties: Investment Advisory 2) Name of Business: Steward Partners Global Advisory; City/State: Saint Louis, MO; Activity Type: Non-variable Insurance; Position/Title: Agent; Investment Related: Yes Start Date: 06/09/2020; Hours per month devoted to this business: 2-10; Hours per month devoted to this business during trading hours: 2-10; Description of duties: Install Insurance products listed above 3) Plaza Advisory Group, Inc. (affiliated with Steward Partners); Investment related; Support company/DBA (Non-owner); St. Louis, MO; Started: 06/2020; 0 hrs. per month, 0 during trading hrs; Financial Advisor. 4) St. Louis Children's Hospital Board; Nature of Business: Non-Profit Hospital; City/State: St. Louis, MO; Position: Development Board Member; Duties: Board member and fundraiser; State date: 01/01/2024; Hrs/Mo devoted to activity: 1; Hrs/Mo devoted to activity during trading hours: 1; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-04
  • S66 Uniform Combined State Law Examination
    2011-02-04
Designations
Other Names
  • Andrew Thomas Briggs
  • Andrew T Briggs

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