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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-09-17 |
Branch Locations
750 Warrenville Dr Suite 400, Lisle, IL 60532 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C&G Benefit Services | Lisle | IL | 10/2005 | Present |
| Connor & Gallagher Benefit Services | Lisle | IL | 06/2011 | Present |
| Lpl Financial Llc | Lisle | IL | 09/2014 | Present |
| Global Retirement Partners Llc | San Rafael | CA | 09/2014 | Present |
(1) 09/17/2014: Connor & Gallagher Insurance Services - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - co-fiduciary of the Connor & Gallagher 401k plan (2) 09/17/2014: Connor & Gallagher Insurance Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 09/17/2014: Connor & Gallagher Benefit Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - health, dental, vision, life, disability (4) 09/17/2014: No Business Name - Real Estate Rental - Investment Related - 1168 Hertford Ct. Wheaton IL 60189 (5) 09/17/2014: Luke & Celeste Barnett Trust - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) (6) 10/24/2014: Global Retirement Partners - Registered Investment Advisor - DBA: (hybrid) Global Retirement Partners - Investment Related - 4340 Redwood Highway, Ste B-60, San Rafael, CA 94903 - Start 09/01/2014 - 30% Time Spent - IAR (7) 03/15/2016: Connor & Gallagher OneSource HR - Business Owner - Investment Related - 750 Warrenville Rd Lisle, IL 60532 - Start 11/12/2015 - 30 Hr/Mo; 30 Hours During Securities Trading (8) 08/24/2016: Connor & Gallagher OneSource - Insurance Agency - Investment Related - 750 Warrenville Rd., Lisle, IL 6053 - Start 08/01/2016 - 100 Hr/Mo; 100 Hours During Securities Trading. (9) 11/17/2016: Connor & Gallagher OneSource - DBA: (HYBRID) Connor & Gallagher OneSource - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/01/16 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-13 |
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