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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-07-15
OK RA APPROVED 2024-07-15
TX RA APPROVED_RES 2024-07-12
GA RA APPROVED 2024-07-01
  • DC RA
    APPROVED
    Since 2024-07-15
  • OK RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED_RES
    Since 2024-07-12
  • GA RA
    APPROVED
    Since 2024-07-01

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Peachtree City, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Atlanta GA 02/2016 02/2022
Park Avenue Securities Llc Atlanta GA 02/2016 02/2022
Fidelity Investments Peachtree City GA 02/2022 04/2023
Thrivent Investment Management Inc Minneapolis MN 06/2024 Present
Self Employed Peachtree City GA 05/2023 09/2023
Self Employed Peachtree City GA 01/2024 06/2024
Ttec Peachtree City GA 09/2023 12/2023
Thrivent Financial Appleton WI 06/2024 Present
  • 02/2016 → 02/2022
    Guardian Life Insurance Company
    Atlanta, GA
  • 02/2016 → 02/2022
    Atlanta, GA
  • 02/2022 → 04/2023
    Fidelity Investments
    Peachtree City, GA
  • 06/2024 → Present
    Minneapolis, MN
  • 05/2023 → 09/2023
    Self Employed
    Peachtree City, GA
  • 01/2024 → 06/2024
    Self Employed
    Peachtree City, GA
  • 09/2023 → 12/2023
    Ttec
    Peachtree City, GA
  • 06/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-09
  • S66 Uniform Combined State Law Examination
    2010-07-09
Other Names
  • Thomas T Williams
  • Thomas T Williams
  • Thomas Williams
  • Thomas T Williams
  • Thomas Thackery Williams
  • Thomas Williams
  • Thomas Thackery Williams
  • Thomas T Williams
  • Thomas T Williams
  • Thomas Williams
  • Thomas Williams

View on SEC IAPD

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