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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

125 E Jefferson St Suite 800, Syracuse, NY 13202-2566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Syracuse NY 09/2015 Present
Mml Investors Services Syracuse NY 10/2015 Present
  • 09/2015 → Present
    Massmutual
    Syracuse, NY
  • 10/2015 → Present
    Mml Investors Services
    Syracuse, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-08-07
  • S63 Uniform Securities Agent State Law Examination
    2012-08-07

View on SEC IAPD

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