Kelly L. Francis

Current Employers

Employment History

• 06/2015 → Present
  Lpl Financial Llc
  Ennis, TX
• 01/2026 → Present
  Thirteen Twenty-Two Advisors
  Ennis, TX

Previous Registrations

• 2012-12-20 → 2015-06-12
  Pnc Managed Account Solutions, Inc.
  Kaufman, TX

Other Businesses

1. 7/21/2016: Kelly Francis Financial, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/29/2016 - 10 Hours Per Month/0 Hours During Securities Trading. 2. 9/14/2016: Exclusive Insurance Brokerage, Liberty Bankers Life, TheCapitol Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/10/2016 - 4 Hours Per Month During Securities Trading - Agent Selling Life, LTC, Fixed Annuities. 3. 06/13/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 06/06/2019 - 5 Hours Per Month/3 Hours During Securities Trading. 4. 12/4/2019 - Simplicity Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/29/2019 - 5 Hours Per Month/2 Hours During Securities Trading. 5. 10/02/2023 - Thirteen Twenty-Two Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 300 Hours Per Month/ During Trading 6. 01/27/2026 - Thirteen Twenty-Two Advisors, LLC - Registered Investment Advisor Hybrid - Financial Advisor - Investment Related - At Reported Busines Locaiton(s) - Start Date 01/12/2026 - 150 hours per month/ 130 hours during trading - I provide investment advisory services through Thirteen Twenty-Two Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2026. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-18
• S63 Uniform Securities Agent State Law Examination
  2006-03-20

Designations

Other Names

• Kelly Lynn Putnam
• Kelly Lynn Francis
• Kelly Francis