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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-13 |
| IN | RA | APPROVED | 2022-05-04 |
| AZ | RA | APPROVED | 2022-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midcourse Correction Challenge Camps | Howell | MI | 11/2013 | 02/2021 |
| Mass Mutual Life Insurance Company | Tucson | AZ | 12/2015 | 04/2022 |
| Mml Investors Services, Llc | Tucson | AZ | 01/2016 | 04/2022 |
| Royal Alliance Associates, Inc. | Tucson | AZ | 04/2022 | Present |
1. HOLVICK & ASSOCIATES, ADVANCED BUSINESS PARTNERS - WEALTH MANAGEMENT ADVISOR POSITION: IAR/ Wealth Management Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 04/26/2022 ADDRESS: 269 E. Calle Diamante, Tucson AZ 85704, United States DESCRIPTION: Holvick & Associates, Advanced Business Partners,is used as Marketing Name for BD 2. JEREMY HAZEN, INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 04/01/2010 ADDRESS: 3275 W Ina Rd, Suite 165, Tucson AZ 85741, United States DESCRIPTION: Insurance Agent for fixed insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-31 |
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